About the NYSE Amex Rules

What's New

Rules

Office Rules

  Rule 476 - Disciplinary Proceedings Involving Charges Against Members, Member Organizations, Principal Executives, Approved Persons, Employees, or Others

NYSE Amex Equities Rules

  Rule 13 - Definition of Orders

  Rule 15 - Pre-Opening Indications

  Rule 62 - Variations

  Rule 123C - The Closing Procedures

  Rule 4110 - Capital Compliance

  Rule 4120 - Regulatory Notification and Business Curtailment

  Rule 4130 - Regulation of Activities of Section 15C Member Organizations Experiencing Financial and/or Operational Difficulties

  Rule 4140 - Audit

  Rule 4521 - Notifications, Questionnaires and Reports

Trading of Option Contracts

  Rule 904C - Position Limits

  Rule 915 - Criteria for Underlying Securities

  Rule 916 - Withdrawal of Approval of Underlying Securities

  Rule 991 - Options Communications

  Rule 903G - Terms of FLEX Options

  Rule 960NY - Rules Principally Applicable to Trading of Option Contracts